Disputes arising in connection with collective investment ...

The Financial Arbitrator is not competent to decide disputes between persons managing or administering a collective investment fund, or offering an investment in the collective investment fund or in a comparable foreign investment fund and consumers if the dispute has not arisen in connection with managing or administering the collective investment fund, or with offering an investment in the collective investment fund or a comparable foreign investment fund.

The Financial Arbitrator is not competent to decide the following disputes:

  • dispute with the security trader or investment intermediary concerning direct investment in bonds, securities, derivatives, or commodities,
  • dispute with the market operator (stock exchange),
  • insurance disputes, except for the life insurance disputes, particularly disputes concerning
    • property insurance,
    • insurance against liability for damage caused to third parties,
    • accident insurance,
    • pension rights, supplementary pension rights, pension savings and complementary pension savings,
    • insurance against civil liability in respect of the use of vehicles.

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